A Multiparty Homomorphic Encryption Approach to Confidential Federated Kaplan Meier Survival Analysis
Journal:
arXiv
Published Date:
Dec 29, 2024
Abstract
The proliferation of healthcare data has expanded opportunities for
collaborative research, yet stringent privacy regulations hinder pooling
sensitive patient records. We propose a \emph{multiparty homomorphic
encryption-based} framework for \emph{privacy-preserving federated
Kaplan--Meier survival analysis}, offering native floating-point support, a
theoretical model, and explicit reconstruction-attack mitigation. Compared to
prior work, our framework ensures encrypted federated survival estimates
closely match centralized outcomes, supported by formal utility-loss bounds
that demonstrate convergence as aggregation and decryption noise diminish.
Extensive experiments on the NCCTG Lung Cancer and synthetic Breast Cancer
datasets confirm low \emph{mean absolute error (MAE)} and \emph{root mean
squared error (RMSE)}, indicating negligible deviations between encrypted and
non-encrypted survival curves. Log-rank and numerical accuracy tests reveal
\emph{no significant difference} between federated encrypted and non-encrypted
analyses, preserving statistical validity. A reconstruction-attack evaluation
shows smaller federations (2--3 providers) with overlapping data between the
institutions are vulnerable, a challenge mitigated by multiparty encryption.
Larger federations (5--50 sites) degrade reconstruction accuracy further, with
encryption improving confidentiality. Despite an 8--19$\times$ computational
overhead, threshold-based homomorphic encryption is \emph{feasible for
moderate-scale deployments}, balancing security and runtime. By providing
robust privacy guarantees alongside high-fidelity survival estimates, our
framework advances the state-of-the art in secure multi-institutional survival
analysis.