When can isotropy help adapt LLMs' next word prediction to numerical domains?

Recent studies have shown that vector representations of contextual embeddings learned by pre-trained large language models (LLMs) are effective in various downstream tasks in numerical domains. Despite their significant benefits, the tendency of LLMs to hallucinate in such domains can have severe consequences in applications such as energy, nature, finance, healthcare, retail and transportation, among others. To guarantee prediction reliability and accuracy in numerical domains, it is necessary to open the black-box and provide performance guarantees through explanation. However, there is little theoretical understanding of when pre-trained language models help solve numeric downstream tasks. This paper seeks to bridge this gap by understanding when the next-word prediction capability of LLMs can be adapted to numerical domains through a novel analysis based on the concept of isotropy in the contextual embedding space. Specifically, we consider a log-linear model for LLMs in which numeric data can be predicted from its context through a network with softmax in the output layer of LLMs (i.e., language model head in self-attention). We demonstrate that, in order to achieve state-of-the-art performance in numerical domains, the hidden representations of the LLM embeddings must possess a structure that accounts for the shift-invariance of the softmax function. By formulating a gradient structure of self-attention in pre-trained models, we show how the isotropic property of LLM embeddings in contextual embedding space preserves the underlying structure of representations, thereby resolving the shift-invariance problem and providing a performance guarantee. Experiments show that different characteristics of numeric data and model architecture could have different impacts on isotropy.