Predicting cyanobacteria removal efficiency in flocculation-DAF: Improving interpretable automated machine learning with CVAE data augmentation.

Journal: Water research
Published Date:

Abstract

Flocculation-dissolved air flotation (DAF) is an efficient and widely adopted technique for cyanobacteria separation. However, optimizing its removal efficiency remains challenging due to complex interdependencies among water quality, cyanobacterial characteristics, and operational parameters. To enable accurate prediction and identify key control parameters, we developed an interpretable machine learning framework integrating Conditional Variational Auto-Encoder (CVAE) with H2O AutoML to accurately predict cyanobacteria removal efficiency and identify critical control parameters. Our approach leverages CVAE-based augmentation to expand the experimental dataset with high-quality synthetic samples, effectively mitigating data scarcity issues. The CVAE-AutoML model achieved significantly superior prediction accuracy (R² = 0.98), outperforming traditional models like Random Forest and even AutoML models trained solely on experimental data (an R² improvement of 4.42 %). Model interpretability analyses revealed flotation time, flocculant dosage, and cyanobacteria density as the most influential variables. Specifically, flotation times exceeding 60 s were detrimental to efficient cyanobacteria removal (response value reached 76.29 %); a flocculant dosage around 25 mg/L resulted in an immediate 33.5 % increase in the response value; and when cyanobacteria density surpassed 5.34 × 106 cells/mL, the response value initially improved by 8.87 % and continued to rise thereafter. This methodology not only elucidates the underlying dependencies between the cyanobacteria separation process and its key influencing factors but also offers valuable guidance for optimizing DAF system operational strategies.

Authors

  • Xiao Zhao
    Academy for Engineering and Technology, Fudan University, Shanghai 200000, China. Electronic address: [email protected].
  • Zijun Yang
    College of Civil and Transportation Engineering, HohaiUniversity, Nanjing, 210098, China.
  • Jianjian Wei
    Jiangsu Environmental Protection Group Co., Ltd., Nanjing 210036, China.
  • Zixuan Wang
    CAS Key Laboratory of Separation Sciences for Analytical Chemistry, Dalian Institute of Chemical Physics, Chinese Academy of Sciences, Dalian 116023, China.
  • Cheng Cheng
    School of Artificial Intelligence and Automation, MOE Key Lab of Intelligent Control and Image Processing, Huazhong University of Science and Technology, Wuhan 430074, China.
  • Wanyi Li
    Institute of Medicinal Plants, Yunnan Academy of Agricultural Sciences, Kunming 650200, China; College of Traditional Chinese Medicine, Yunnan College of Traditional Chinese Medicine, Kunming 650500, China; Yunnan Technical Center for Quality of Chinese Materia Medica, Kunming 650200, China.
  • Jihang Li
    Key Laboratory of Integrated Regulation and Resources Development on Shallow Lakes of Ministry of Education, College of Environment, Hohai University, Nanjing 210098, China.
  • Yutong Zhang
    Department of Biochemistry and Molecular Biology, Harbin Medical University, Harbin 150081, China.
  • You Zuo
    Department of Neurology, Sun Yat-Sen Memorial Hospital, Sun Yat‑sen University, Guangzhou, China.
  • Jun Hou
    School of Social Science, Nanjing Vocational University of Industry Technology, Nanjing, China.