Joint-Shrinkage Pattern Matching for Small-Sample and Imbalanced ERP Decoding in Brain-Computer Interfaces.

Journal: IEEE transactions on bio-medical engineering
Published Date:

Abstract

Event-related potential (ERP)-based brain-computer interface (BCI) systems are approaching sub-microvolt-level resolution, enabling detailed decoding of sophisticated cognitive processes. This progress has increased the demand for robust classifiers. Current algorithms encounter two fundamental challenges when decoding ERPs: data scarcity and class imbalance. To address these challenges, we propose a joint-shrinkage pattern matching (JSPM) algorithm consisting of two modules. First, a novel joint-shrinkage spatial filter is constructed by integrating shrinkage-based regularization with the $\mathcal{{l}}_{2,{\bm{p}}}$-norm. This regularization approach effectively bridges the gap between complex structured regularization and implementation simplicity, which introduces automated regularization to enhance module robustness under data-scarce conditions. The $\mathcal{{l}}_{2,{\bm{p}}}$-norm provides a flexible feature distance measurement, enabling adaptation to data quality variability. Second, a weighted template matching module mitigates decision boundary shift caused by class imbalance. Using error-related potentials (ErrPs) as representative signals, we validated the algorithm through comprehensive comparisons. JSPM significantly outperformed 14 state-of-the-art classifiers on one self-collected and two public ErrP datasets. With only 40 imbalanced training samples, it achieved up to 14.84% higher average balanced accuracy (bAcc) than competing methods, maintaining a 4.88% average bAcc advantage over its nearest competitor. Notably, JSPM significantly enhanced inter-class discriminability for ErrP features with approximately 1 μV amplitude, achieving a maximum bAcc enhancement of 8.80% compared to deep learning methods. Overall, JSPM effectively addresses small-sample and imbalanced ERP decoding in BCI systems, facilitating the transition from laboratory research to real-world applications.

Authors

  • Jinsong Sun
  • Jiayuan Meng
  • Hao Wang
    Department of Cardiology, Second Medical Center, Chinese PLA General Hospital, Beijing, China.
  • Feng He
    Department of Ophthalmology, Peking Union Medical College Hospital, Dongcheng District, Beijing, China.
  • Tzyy-Ping Jung
    Swartz Center for Computational Neuroscience, Institute for Neural Computation, University of California San Diego, La Jolla, CA, USA.
  • Minpeng Xu
  • Haiqing Yu
    Beijing Wanling Pangu Science and Technology Ltd, Beijing, China.
  • Dong Ming
    Institute of Medical Engineering and Translational Medicine, Tianjin University, Tianjin, China.

Keywords

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