A Research Ethics Framework for the Clinical Translation of Healthcare Machine Learning.

Journal: The American journal of bioethics : AJOB
PMID:

Abstract

The application of artificial intelligence and machine learning (ML) technologies in healthcare have immense potential to improve the care of patients. While there are some emerging practices surrounding responsible ML as well as regulatory frameworks, the traditional role of research ethics oversight has been relatively unexplored regarding its relevance for clinical ML. In this paper, we provide a comprehensive research ethics framework that can apply to the systematic inquiry of ML research across its development cycle. The pathway consists of three stages: (1) exploratory, hypothesis-generating data access; (2) silent period evaluation; (3) prospective clinical evaluation. We connect each stage to its literature and ethical justification and suggest adaptations to traditional paradigms to suit ML while maintaining ethical rigor and the protection of individuals. This pathway can accommodate a multitude of research designs from observational to controlled trials, and the stages can apply individually to a variety of ML applications.

Authors

  • Melissa D McCradden
    Division of Neurosurgery (McCradden, Baba, Saha, Boparai, Fadaiefard, Cusimano), St. Michael's Hospital, Unity Health Toronto; Dalla Lana School of Public Health (Cusimano), University of Toronto, Toronto, Ont. injuryprevention@smh.ca.
  • James A Anderson
    Department of Bioethics, The Hospital for Sick Children, Toronto, ON, Canada.
  • Elizabeth A Stephenson
    Labatt Family Heart Centre, The Hospital for Sick Children.
  • Erik Drysdale
    The Hospital for Sick Children, Toronto, Canada.
  • Lauren Erdman
    Genetics and Genome Biology Program, The Hospital for Sick Children, Toronto, Ontario, Canada.
  • Anna Goldenberg
    SickKids Research Institute, 686 Bay Street, Toronto, ON M5G 0A4, Canada; Department of Computer Science, University of Toronto, 40 St. George Street, Toronto, ON M5S 2E4, Canada. Electronic address: anna.goldenberg@utoronto.ca.
  • Randi Zlotnik Shaul
    Bioethics Department, The Hospital for Sick Children, Toronto, Ontario, Canada.